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3(21) Fiduciary: What Are the Real Duties and Risks?.pdf

3(38) Fiduciary Versus 3(21) Fiduciary: What Are the Real Duties and Risks? Dr. Gregory W. Kasten Chief Executive Officer . Unified Trust Company, NA ... Read  Down

The Different Flavors of ERISA Fiduciaries - Ark Advisor.pdf

In that agreement, the advisor is named as the ERISA 3(21) fiduciary. This allowed the advisor to say that it is a "fiduciary," an "ERISA fiduciary" or even ...Read  Down

Assessing Fiduciary Risk for Defined Contribution Plans.pdf

3(21) fiduciary and that the investment committee maintains responsibility for fund selection and fund replacements. ii. To better understand the accountability of ... Read  Down

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  • Assessing Fiduciary Risk for Defined Contribution Plans ...

    3(21) fiduciary and that the investment committee maintains responsibility for fund selection and fund replacements. ii. To better understand the accountability of ...

    www.seic.com/docs/Institutions/SEI-DC-WP-Assessing-Fiduciary-Risk...
  • 3(21) FIDUCIARY seRvICes - Great-West Financial

    What Is a Fiduciary? Under ERISA, one way a person can become a fiduciary is by providing investment advice for a fee regarding a plan’s assets.

    www.greatwest.com/docs/321_brochure.pdf
  • Fiduciary Focus: Non­Fiduciary Investment Consultants

    2 services for which it accepts fiduciary responsibility. To that extent, the ERISA section 3(21) fiduciary investment consultant is forbidden from ...

    www.oreillywa.com/pdf/phantom%20fiduciaries%20by%20Morningstar.pdf
  • Subject: WHAT TYPE OF ERISA FIDUCIARY ARE YOU & WHY …

    What Type Of ERISA Fiduciary Are You & Why It Matters Page 3 Center for Due Diligence These views represent a minority position within a mature industry that …

    www.thecfdd.com/files/insights/WhatType.pdf
  • 3(21) vs. 3(38) Fiduciary - PSA Financial

    PSA Insurance & Financial Services 11311 McCormick Rd. Hunt Valley, MD 21031 3(21) vs. 3(38) Fiduciary A retirement plan adviser can serve in either a 3(21) or ...

    www.psafinancial.com/.../uploads/2013/01/321-vs.-338-Fiduciary.pdf
  • Fiduciary Responsibility under ERISA 3(38) and ERISA 3(21)

    ERISA § 3(38) and ERISA § 3(21) - 1 - 24-June-2011 Fiduciary Responsibility under ERISA 3(38) and ERISA 3(21) It is important that the plan sponsor understand the ...

    www.investnretire.com/Documents/ERISA.pdf