Recommend PDFpdf search for "sox 404 testing" (Page 3 of about 85 results)

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SOX Compliance Bring Your Process In-House.pdf

SOX consultant to simply manage the SOX compliance project, and assign SOX documentation and testing to ... but can also minimize the 404(a) testing necessary ...  Down

Sarbanes-Oxley Sections 302 & 404 A White Paper.pdf

consider when developing a SOX 302/404 compliance framework and some "best guesses" of what the future holds in this area. Page 2 ... Risk Testing the Future ...  Down

From Zero to SOX - Sensiba San Filippo.pdf

Preliminary or pre-SOX 404-filing year testing should be performed prior to the year in which the company must be in compliance and issues its second Form 10-K ...   Down

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  • From Zero to SOX - Sensiba San Filippo

    Preliminary or pre-SOX 404-filing year testing should be performed prior to the year in which the company must be in compliance and issues its second Form 10-K.

    www.ssfllp.com/pdf/services/SSF_SOX_Compliance_Workbook.pdf
  • Enhance the guidance on Risk assessment and integrated ...

    Request by SEC and PCAOB for comments on SOX 404 ... Enhance the guidance on Safeguarding of Assets: ... mitigating controls and testing of those controls. Often, …

    www.sec.gov/news/press/4-511/4511-59.pdf
  • SOX 404 IT General Controls Matrix - DCAG

    testing thereof, to ensure a reliable environment. Review the SDLC to determine if users are appropriately involved ... SOX 404 IT General Controls Matrix

    www.dcag.com/images/SOX_404_IT_General_Controls_Matrix_2004.pdf
  • Sarbanes-Oxley Section 404 for Non-Accelerated Filers ...

    Timeline of SOX 404 Compliance SOX 404 Progression Phase 4: Evaluate Evidence of the ... top-down, risk-based approach to identifying risks and controls and in

    www.deloitte.com/assets/Dcom-UnitedStates/Local%20Assets/Documents/...
  • Sarbanes-Oxley ( SOX ) Compliance Checklist - CorreLog

    CorreLog, Inc. Page 2 SOX Compliance Checklist Each pertinent subsection of these two main sections of SOX is discussed in detail within the paragraphs that follow.

    https://correlog.com/support-public/SOX-Compliance.pdf
  • Guide to the Sarbanes-Oxley Act: Internal Control ...

    If evaluation and testing are done throughout the year but management’s required ... The internal control report requirement under Section 404 of Sarbanes-Oxley

    www2.financialexecutives.org/download/Section404FAQ.pdf
  • Minimizing the Burden of SOX Compliance - Kforce

    Connect with force Minimizing the Burden of SOX Compliance For companies with a December fiscal-year end, the time has come to begin testing key controls over external

    www.kforceblog.com/uploads/docs/sox_compliance.pdf
  • Ten Steps to SOX Compliance for Smaller Public Companies

    Testing of Controls Daily Weekly Monthly Quarterly Once a year Establish sample size Test Key Controls 9 Source: Lord & Benoit, LLC www.Section404.org

    www.section404.org/.../Ten-Steps-to-SOX-Compliance-for...Companies.pdf
  • Sarbanes-Oxley Section 404 Planning and Documentation

    Sarbanes-Oxley Section 404 ... ‘Sarbanes‐Oxley 404 Testing and ... ProCognis Inc. is the developer of the SOX 404 Compliance Tool used to ...

    www.procognis.com/publications/whitepaper-404planning-documenting.pdf
  • On Optimizing SOX Compliance - Deloitte

    their internal audit plans and has overseen SOX 404 readiness and testing engagements at a number of major companies. Previously,

    www.deloitte.com/.../us_assur_optimizing_soxcompliance100907opt.pdf