Recommend PDFpdf search for "sox 404 testing" (Page 3 of about 9,910 results)

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SOX Compliance Bring Your Process In-House.pdf

SOX consultant to simply manage the SOX compliance project, and assign SOX documentation and testing to ... but can also minimize the 404(a) testing necessary ...  Down

SOX 404 IT General Controls Matrix - DCAG.pdf

testing thereof, to ensure a reliable environment. Review the SDLC to determine if users are appropriately involved ... SOX 404 IT General Controls Matrix ...  Down

From Zero to SOX - Sensiba San Filippo.pdf

Preliminary or pre-SOX 404-filing year testing should be performed prior to the year in which the company must be in compliance and issues its second Form 10-K ...   Down

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  • From Zero to SOX - Sensiba San Filippo

    Preliminary or pre-SOX 404-filing year testing should be performed prior to the year in which the company must be in compliance and issues its second Form 10-K.

    www.ssfllp.com/pdf/services/SSF_SOX_Compliance_Workbook.pdf
  • Sarbanes-Oxley Section 404 Planning and Documentation

    Sarbanes-Oxley Section 404 ... ‘Sarbanes‐Oxley 404 Testing and ... ProCognis Inc. is the developer of the SOX 404 Compliance Tool used to ...

    www.procognis.com/publications/whitepaper-404planning-documenting.pdf
  • “Top-Down/Risk-Based” SOX Assessment - U.S. Securities ...

    SOX Assessment: How to Negotiate a ... • For SOX 302/404 what does this really mean? ... risk/control assessment documentation and testing

    www.sec.gov/news/press/4-511/paisley042006.pdf
  • PREPARING FOR SOX 404(b) AND AN IPO - Wolf & …

    Complying with SOX 404 can be costly and its regulatory requirements often require more time and resources than executives anticipate. Furthermore, the Sarbanes-Oxley

    www.wolfandco.com/writable/files/preparing_for_sox_404_b_and_an...
  • Guide to the Sarbanes-Oxley Act: Internal Control ...

    If evaluation and testing are done throughout the year but management’s required ... The internal control report requirement under Section 404 of Sarbanes-Oxley

    www2.financialexecutives.org/download/Section404FAQ.pdf
  • Ten Steps to SOX Compliance for Smaller Public Companies

    Testing of Controls Daily Weekly Monthly Quarterly Once a year Establish sample size Test Key Controls 9 Source: Lord & Benoit, LLC www.Section404.org

    www.section404.org/.../Ten-Steps-to-SOX-Compliance-for...Companies.pdf
  • Enhance the guidance on Risk assessment and integrated ...

    Request by SEC and PCAOB for comments on SOX 404 ... Enhance the guidance on Safeguarding of Assets: ... mitigating controls and testing of those controls. Often, …

    www.sec.gov/news/press/4-511/4511-59.pdf
  • Sarbanes-Oxley Section 404 for Non-Accelerated Filers ...

    Timeline of SOX 404 Compliance SOX 404 Progression Phase 4: Evaluate Evidence of the ... top-down, risk-based approach to identifying risks and controls and in

    www.deloitte.com/assets/Dcom-UnitedStates/Local%20Assets/Documents/...
  • The 2 013 COSO Framew ork & SOX C ompliance

    the 2013 Framework required for SOX 404 compliance? ... expertise among the resident COSO/SOX subject matter ... Validation Testing and Gap Remedia -

    www.coso.org/documents/COSO%20McNallyTransition%20Article-Final%20...
  • internal controls checklist

    A Checklist for Evaluating Internal Controls ... to comply with Section 404 of the Sarbanes-Oxley Act (SOX). According to the META Group, many

    www.computronsoftware.com.au/pdf/sox_internal_controls_checklist.pdf