Recommend PDF pdf search for "sox 404 testing" (Page 3 of about 85 results)

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Sarbanes-Oxley Section 404 for Non-Accelerated Filers.pdf

Timeline of SOX 404 Compliance SOX 404 Progression Phase 4: Evaluate Evidence of the Operating Effectiveness of Internal Control Over Financial Reporting ...  Down

Top-Down/Risk-Based” SOX Assessment - U.S. Securities.pdf

rejection of the value of SOX 404 ... • “the level of testing performed for a low risk account will likely be different than it will be ...  Down

Sarbanes-Oxley Act Section 404 Attestations.pdf

section 404 of the Sarbanes-Oxley Act of 2002 (SOX). ... reviewing and validating a sample of section 404 documentation or testing, they should select ...   Down

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  • Sarbanes-Oxley Act Section 404 Attestations

    section 404 of the Sarbanes-Oxley Act of 2002 (SOX). ... reviewing and validating a sample of section 404 documentation or testing, they should select

    bdbonline.biz/filingcab/mm-2004-4.pdf
  • From Zero to SOX - Sensiba San Filippo

    Preliminary or pre-SOX 404-filing year testing should be performed prior to the year in which the company must be in compliance and issues its second Form 10-K.

    www.ssfllp.com/pdf/services/SSF_SOX_Compliance_Workbook.pdf
  • Scoping Information Technology General Controls (ITGC)

    SOX 404 does not apply to the school district Glad to integrate into SOX process ... We co-source the ITGC testing, so the cost will be higher than in house.

    www.sec.gov/comments/s7-24-06/s72406-iia-c.pdf
  • Sarbanes-Oxley (SOX) Compliance Checklist

    CorreLog, Inc. Page 2 SOX Compliance Checklist Each pertinent subsection of these two main sections of SOX is discussed in detail within the paragraphs that follow.

    https://correlog.com/support-public/SOX-Compliance.pdf
  • SOX Compliance Bring Your Process In-House

    SOX testing workload throughout the year as well as enable you to see problems when they appear rather ... but can also minimize the 404(a) testing necessary to satisfy

    foxadvisorsinc.com/SOXIn-House.pdf
  • SOX 404 IT General Controls Matrix - DCAG

    testing thereof, to ensure a reliable environment. Review the SDLC to determine if users are appropriately involved ... SOX 404 IT General Controls Matrix

    www.dcag.com/images/SOX_404_IT_General_Controls_Matrix_2004.pdf
  • Guide to the Sarbanes-Oxley Act: Internal Control ...

    Applicability of Section 404 Requirements 1. Which companies are subject to the requirements of Section 404? 6 ... on process controls and reduce testing requirements.

    www2.financialexecutives.org/download/Section404FAQ.pdf
  • Ten Steps to SOX Compliance for Smaller Public Companies

    Testing of Controls Daily Weekly Monthly Quarterly Once a year Establish sample size Test Key Controls 9 Source: Lord & Benoit, LLC www.Section404.org

    www.section404.org/UserFiles/File/research/Ten-Steps-to-SOX...
  • A Sarbanes-Oxley Roadmap to Business Continuity

    *Source: Does Your SOX 404 Work Measure Up?, IIA webcast May 25, 2004. A Word on Testing Benchmark Testing Slowly changing systems, COTS Infrastructure Testing

    www.nedrix.com/PDF/Sarbanes-Oxley%20-%20Roadmap%20to%20Continuity.pdf
  • Sarbanes-Oxley Section 404 Planning and Documentation

    Documentation, Testing and Evaluation. ... The Planning and Documentation phases form the foundation for SOX 404 compliance and are the ...

    www.procognis.com/publications/whitepaper-404planning-documenting.pdf