Automating Sarbanes-Oxley Compliance Testing for SAP® Applications A Guide to Cost and Time Efficiencies for Annual SOX Compliance Initiatives ...
Complying with SOX 404 can be costly and its regulatory requirements often require more time and resources than executives anticipate. Furthermore, the Sarbanes-Oxley ...
SOX Assessment: How to Negotiate a ... rejection of the value of SOX 404 by the global business community. ... risk/control assessment documentation and testing ... Down
SOX Assessment: How to Negotiate a ... rejection of the value of SOX 404 by the global business community. ... risk/control assessment documentation and testingwww.sec.gov/news/press/4-511/paisley042006.pdf
Reducing SOX 404 compliance costs Implementing a top-down, risk-based approach to ... locations identified for Section 404 testing. However, thewww.ndm.net/grc/pdf/YTW03135USEN.pdf
SOX Section 404(a) requires management ... 61. Comply with PCAOB issued internal controls testing standards: ... The Sarbanes-Oxley Act at 10 Created Date:www.ey.com/Publication/vwLUAssets/The_Sarbanes-Oxley_Act_at_10...
Sarbanes-Oxley Section 404 ... ‘Sarbanes‐Oxley 404 Testing and ... ProCognis Inc. is the developer of the SOX 404 Compliance Tool used to ...www.procognis.com/publications/whitepaper-404planning-documenting.pdf
SOX 404 IT GUIDELINES FOR THE EVALUATION OF INTERNAL FINANCIAL CONTROLS Background In today’s information technology audit and compliance sub …aictechnologygroup.com/SOX_IT_Financial_Controls_Guidelines.pdf
Preliminary or pre-SOX 404-filing year testing should be performed prior to the year in which the company must be in compliance and issues its second Form 10-K.www.ssfllp.com/pdf/services/SSF_SOX_Compliance_Workbook.pdf
Testing of Controls Daily Weekly Monthly Quarterly Once a year Establish sample size Test Key Controls 9 Source: Lord & Benoit, LLC www.Section404.orgwww.section404.org/.../Ten-Steps-to-SOX-Compliance-for...Companies.pdf
in its determination of testing strategies – existing monitoring and other ... programs as a result of our significant Model Audit Rule and SOX 404 ...www.accretivesolutions.com/.../AS_Model_Audit_Rule_&_SOX_Comparison...
to Business Continuity NEDRIX Conference June 23, ... Does Your SOX 404 Work Measure Up?, ... A Word on Testing Benchmark Testing Slowly changing systems, …www.nedrix.com/PDF/Sarbanes-Oxley%20-%20Roadmap%20to%20Continuity.pdf
SOX 404 project governance model that we have seen ... as a means to prove a control exists for SOX testing pur-poses. This is circular in nature, and performing con-www.imanet.org/PDFs/Public/MAQ/2007_Q1/2007MAQ_winter_gupta.pdf